UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

_____________________________________________________________
FORM SD
Specialized Disclosure Report
____________________________________________________________ 

MAXWELL TECHNOLOGIES, INC.

(Exact name of registrant as specified in its charter)
_____________________________________________________________ 

	
					
Delaware	 	001-15477	 	95-2390133	
(State or other jurisdiction
of incorporation or organization)	 	(Commission File Number)	 	(I.R.S. Employer
Identification Number)	

	
					
3888 Calle Fortunada
San Diego, California	 	 	 	92123	
(Address of principal executive offices)	 	 	 	(Zip Code)	

Sabrina Randolph, Vice President and Worldwide Controller (858) 503-3300
(Name and telephone number, including area code, of the person to contact in connection with this report.)

_____________________________________________________________

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in the form applies:

x  Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2013.

Section 1 - Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

Conflict Minerals Disclosure
On June 2, 2014 , Maxwell Technologies, Inc. (the “Company”) filed its Conflict Minerals Report for the fiscal year ended December 31, 2013. A copy of this report is attached hereto as Exhibit 1.02 and is also available on the Company’s website at www.maxwell.com.

Item 1.02 Exhibit

The Conflict Minerals Report required by Item 1.01 is filed as Exhibit 1.02 to this Form.

Section 2 - Exhibits

Item 2.01 Exhibits

			
 	 	 	
Exhibit No.	  	Description	
 	 	
1.02	  	Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.	

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

	

 	MAXWELL TECHNOLOGIES, INC.	
 	 	 	
 	By:	 	/s/ Kevin S. Royal	
 	 	 	Kevin S. Royal	
 	 	 	Chief Financial Officer	

Date: June 2, 2014

Exhibit 1.02

Maxwell Technologies, Inc.
Conflict Minerals Report
For the Year Ended December 31, 2013
This Conflict Minerals Report (“Report”) for the year ended December 31, 2013 has been prepared in accordance with Rule 13p-1 of the Securities Exchange Act of 1934 (“Rule 13p-1”). Certain terms in this Report are defined in Rule 13p-1, and the reader is referred to this Rule and to Release No. 34-67716 issued by the Securities and Exchange Commission on August 22, 2012 for these definitions.
Conflict Minerals, as defined under Rule 13p-1, include tin, tantalum, tungsten or gold, or their derivatives. Maxwell Technologies, Inc. ("Maxwell" or the "Company") manufactures, or contracts to manufacture, the following High Reliability products containing Conflict Minerals necessary to the functionality or production of the products:

•	Ultracapacitors, which are energy storage devices providing highly reliable energy storage and power delivery solutions for applications in multiple industries, including transportation, automotive, information technology, renewable energy and industrial electronics;	
		
•	High-Voltage Capacitors , including grading and coupling capacitors and capacitive voltage dividers that are used to ensure the safety and reliability of electric utility infrastructure and other applications involving transport, distribution and measurement of high-voltage electrical energy; and	
		
•	Radiation-Hardened Microelectronic Products , including single board computers and components incorporating Maxwell’s proprietary technology that enables them to perform reliably in space.	
In accordance with Rule 13p-1, Maxwell undertook due diligence to determine the source and chain of custody of Conflict Minerals necessary to the production or functionality of its products. In conducting its due diligence, Maxwell applied the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (“OECD Due Diligence Guidance”), an internationally recognized due diligence framework. The objective of this due diligence is to determine whether Conflict Minerals originated in the Democratic Republic of the Congo or an Adjoining Country (collectively defined as the “Covered Countries”), and if so, whether sourcing practices directly or indirectly financed or benefited Armed Groups in the Covered Countries. Under Rule 13p-1, “DRC conflict free” refers to products for which sourcing practices did not directly or indirectly finance or benefit Armed Groups in the Covered Countries. In this Report, Maxwell uses the term “conflict-free” more broadly to refer to suppliers, smelters and refiners that source Conflict Minerals without funding conflict as described above.
Maxwell exercised reasonable due diligence to determine the source and chain of custody of its Conflict Minerals in accordance with the OECD Due Diligence Guidance. These procedures included the following:

•	Formed a steering committee with executive leadership responsible for overseeing the Company’s compliance with Rule 13p-1, including the design and execution of a due diligence plan;	
		
•	Established a Conflict Mineral Policy and published the policy on its publically-available internet site;	
		
•	Determined in-scope suppliers of materials and components that contain or may contain Conflict Minerals and conducted supply chain surveys to assess the usage of Conflict Minerals and to identify the smelter and refiners of Conflict Minerals in the Company’s supply chain;	
		
•	Reviewed and evaluated responses received from in-scope suppliers for completeness and reasonableness and conducted several rounds of follow up on incomplete responses;	
		
•	Evaluated smelting and refining facilities identified in the Company’s supply chains for Conflict Minerals against the list of smelters and refiners that have been designated as “conflict-free” under the Conflict-Free Smelter Program sponsored by the Electronics Industry Citizen Coalition and the Global e-Sustainability Initiative ("EICC-GeSI"); and,	
		
•	Assigned a risk score to each of its suppliers of Conflict Minerals based on mineral sourcing practices in order to determine corrective actions and further due diligence measures to be performed.	
For the supply chain surveys described above, Maxwell conducted these surveys utilizing the Conflict Mineral Reporting Template developed by EICC-GeSI. All responses received from suppliers were reviewed and evaluated for reasonableness and completeness and all identified smelters and refiners were checked against the EICC-GeSI list of certified “conflict-free” smelters and refiners to determine whether the facility has been independently certified as “conflict-free”. To date, not all suppliers have responded to Maxwell’s survey, and for those suppliers which did respond, many responses were incomplete in that not all of the indirect suppliers underlying Maxwell’s direct suppliers have provided complete location of origin information for Conflict Minerals. Therefore, the source and chain of custody information for Conflict Minerals included in

1

Maxwell’s products is currently incomplete. Further, to date, very few smelters and refiners have been designated as “conflict-free” under the EICC-GeSI Conflict Free Smelter Program.
Below is a summary of the number of suppliers surveyed for each product line and the responses received to date:

•	For Ultracapacitor products, 83 suppliers were surveyed and approximately 93% of suppliers have provided a survey response.	
		
•	For High-Voltage Capacitor products, 5 suppliers were surveyed and approximately 60% of suppliers have provided a survey response.	
		
•	For Radiation-Hardened Microelectronic products, 74 suppliers were surveyed and approximately 51% of suppliers have provided a survey response.	
Identified smelters and refiners and countries of origin for Conflict Minerals included in the Company’s products, to the extent known, are listed in attachment A to this Report.
For the 2014 compliance period, Maxwell plans to continue to execute due diligence measures to determine the source and chain of custody of its Conflict Minerals and to further mitigate the risk that its necessary Conflict Minerals fund conflict in the DRC. Specifically, Maxwell intends to focus on the following procedures:

•	Design risk mitigation measures for high risk suppliers and implement corrective action plans for these suppliers;	
		
•	Consider the inclusion of contractual provisions within certain key supplier agreements requiring these suppliers to meet the standards in our Conflict Minerals Policy; and,	
		
•	Conduct supply chain surveys on the source and chain of custody of Conflict Minerals for the 2014 compliance period with the objective of obtaining current sourcing information for 2014 and improving the completeness of source and chain of custody information for Conflict Minerals in the Company’s products.	

2

Attachment A

	
			
Metal	Listing of Identified Smelters and Refiners	Country of Origin	
Gold	Aida Chemical Industries Co. Ltd.	 JAPAN	
Gold	Allgemeine Gold- und Silberscheideanstalt A.G.	 GERMANY	
Gold	Almalyk Mining and Metallurgical Complex (AMMC)	 UZBEKISTAN	
Gold	AngloGold Ashanti Mineração Ltda	 BRAZIL	
Gold	Anhui Tongling non-ferrous Pioneer Metals Corporation	 CHINA	
Gold	Argor-Heraeus SA	 SWITZERLAND	
Gold	Asahi Pretec Corporation	 JAPAN	
Gold	Asaka Riken Co., Ltd.	 JAPAN	
Gold	Aurubis AG	 GERMANY	
Gold	Bangko Sentral ng Pilipinas (Central Bank of the Philippines)	 PHILIPPINES	
Gold	Caridad	 MEXICO	
Gold	Chimet SpA	 ITALY	
Gold	China Gold International Resources Corp. Ltd.	 CHINA	
Gold	Chugai Mining	 JAPAN	
Gold	Codelco	 CHILE	
Gold	Cookson Sempsa	 SPAIN	
Gold	Daejin Indus Co. Ltd	 KOREA, REPUBLIC OF	
Gold	DaeryongENC	 KOREA, REPUBLIC OF	
Gold	Daeryoung E&C	 KOREA, REPUBLIC OF	
Gold	Do Sung Corporation	 KOREA, REPUBLIC OF	
Gold	Dongguan Standard Electronic Material.Co., Ltd.	 CHINA	
Gold	Dosung Metal	 KOREA, REPUBLIC OF	
Gold	Dowa	 JAPAN	
Gold	Echememi Enterprise Corp. (Futures Exchange)	 CHINA	
Gold	Eco-System Recycling Co., Ltd.	 JAPAN	
Gold	FSE Novosibirsk Refinery	 RUSSIAN FEDERATION	
Gold	Guangdong MingFa Precious Metal Co., Ltd.	 CHINA	
Gold	Harmony Gold Refinery	 SOUTH AFRICA	
Gold	Heimerle + Meule GmbH	 GERMANY	
Gold	Heraeus Group	 UNITED STATES	
Gold	Heraeus Ltd Hong Kong	 HONG KONG	
Gold	Heraeus Precious Metals GmbH & Co. KG	 GERMANY	
Gold	Heraeus USA	 UNITED STATES	
Gold	Heraeus(zhaoyuan)Metal Materials Co., Ltd.	 CHINA	
Gold	HMG	 GERMANY	
Gold	Hwasung CJ Co., Ltd.	 KOREA, REPUBLIC OF	
Gold	Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited	 CHINA	
Gold	Ishifuku Metal Industry Co., Ltd.	 JAPAN	
Gold	Japan Mint	 JAPAN	
Gold	Jean Goldschmidt International	 BELGIUM	
Gold	Jiangxi Copper Company Limited	 CHINA	
Gold	JinBao Electronic Co., Ltd.	 CHINA	
Gold	Johnson Matthey Inc	 UNITED STATES	
Gold	Johnson Matthey Limited	 CANADA	
Gold	JX Nippon Mining & Metals Co., Ltd.	 JAPAN	

1

Attachment A

	
			
Metal	Listing of Identified Smelters and Refiners	Country of Origin	
Gold	Kennecott Utah Copper	 UNITED STATES	
Gold	Kojima Chemicals Co., Ltd.	 JAPAN	
Gold	Korea Metal Co., Ltd.	 KOREA, REPUBLIC OF	
Gold	Kunshan Jinli Chemical Industry Reagents Co., Ltd.	 CHINA	
Gold	La Caridad	 MEXICO	
Gold	LingbaoJinyuan Tonghui	 CHINA	
Gold	LS-Nikko Copper Inc	 KOREA, REPUBLIC OF	
Gold	Materion	 UNITED STATES	
Gold	Materion Advanced Metals	 UNITED STATES	
Gold	Matsuda Sangyo Co., Ltd.	 JAPAN	
Gold	Metalor Technologies (Hong Kong) Ltd.	 HONG KONG	
Gold	Metalor Technologies SA	 SWITZERLAND	
Gold	Metalor Technologies Singapore Pte. Ltd.	 SINGAPORE	
Gold	Metalor USA Refining Corporation	 UNITED STATES	
Gold	Mineração Taboca S.A.	 BRAZIL	
Gold	Minsur	 PERU	
Gold	Mitsubishi Materials Corporation	 JAPAN	
Gold	Mitsui Mining & Smelting	 JAPAN	
Gold	Mitsui Mining and Smelting Co., Ltd.	 JAPAN	
Gold	MK electron	 KOREA, REPUBLIC OF	
Gold	N.E. Chemcat Corporation	 JAPAN	
Gold	Natsuda Sangyo Co., Ltd.	 JAPAN	
Gold	Navoi Mining and Metallurgical Combinat	 UZBEKISTAN	
Gold	Nihon Material Co., Ltd.	 JAPAN	
Gold	Ningbo Kangqiang	 CHINA	
Gold	Nippon Micrometal Corporation	 JAPAN	
Gold	Ohio Precious Metals	 UNITED STATES	
Gold	Pan Pacific Copper Co., Ltd.	 JAPAN	
Gold	PT Timah	 INDONESIA	
Gold	Rand Refinery (Pty) Ltd.	 SOUTH AFRICA	
Gold	Realized the Enterprise Co., Ltd.	 CHINA	
Gold	Royal Canadian Mint	 CANADA	
Gold	Sabin Metal Corp.	 UNITED STATES	
Gold	Samwon Metals Corp.	 KOREA, REPUBLIC OF	
Gold	Sanmenxia Hang Seng Science and Technology, Research and Development Co., Ltd.	 CHINA	
Gold	Scotia Mocatta	 HONG KONG	
Gold	Sempsa Joyeria Plateria SA	 SPAIN	
Gold	Shandong Gold Mining Co., Ltd.	 CHINA	
Gold	Shandong Tiancheng Biological Gold Industrial Co., Ltd.	 CHINA	
Gold	Shandong Zhaojin Gold & Silver Refinery Co., Ltd.	 CHINA	
Gold	Shang Hai Gold Trader	 CHINA	
Gold	Shanghai Gold Exchange	 CHINA	
Gold	Shenzhen Tiancheng Chemical Co., Ltd.	 CHINA	
Gold	So Accurate Group, Inc.	 UNITED STATES	
Gold	Sojitz	 JAPAN	

2

Attachment A

	
			
Metal	Listing of Identified Smelters and Refiners	Country of Origin	
Gold	Solar Applied Materials Technology Corp.	 TAIWAN	
Gold	Standard Bank	 HONG KONG	
Gold	Sumisho	 JAPAN	
Gold	Sumitomo Metal Mining Co., Ltd.	 JAPAN	
Gold	Suzhou Xingrui Noble	 CHINA	
Gold	Tai zhou chang san Jiao electron Co., Ltd.	 CHINA	
Gold	Tanaka Kikinzoku Group	 TAIWAN	
Gold	Tanaka Kikinzoku Kogyo K.K.	 JAPAN	
Gold	Technic Inc.	 UNITED STATES	
Gold	The Great Wall Gold and Silver Refinery of China	 CHINA	
Gold	The Refinery of Shandong Gold Mining Co., Ltd.	 CHINA	
Gold	Tokuriki Honten Co. Ltd	 JAPAN	
Gold	TongLing Nonferrous Metals Group Holdings Co., Ltd.	 CHINA	
Gold	Torecom	 KOREA, REPUBLIC OF	
Gold	Umicore SA Business Unit Precious Metals Refining	 BELGIUM	
Gold	United Precious Metal Refining, Inc.	 UNITED STATES	
Gold	Valcambi SA	 SWITZERLAND	
Gold	Western Australian Mint trading as The Perth Mint	 AUSTRALIA	
Gold	Williams/ Williams Brewster	 UNITED STATES	
Gold	Xiamen Tungsten Co., Ltd.	 CHINA	
Gold	Xstrata Canada Corporation	 CANADA	
Gold	Yamamoto Precious Metal Co., Ltd.	 JAPAN	
Gold	Yantai Zhaojin Kanfort Precious Metals Incorporated Company	 CHINA	
Gold	Yokohama Metal Co., Ltd.	 JAPAN	
Gold	Yunnan Chengfeng	 CHINA	
Gold	Yunnan Tin Company Limited	 CHINA	
Gold	Zhao Yuan Gold Smelter of ZhongJin Gold Corporation	 CHINA	
Gold	Zhaojin Gold & Silver Refinery Co., Ltd.	 CHINA	
Gold	Zhaojin refining	 CHINA	
Gold	Zhaoyuan Gold mine	 CHINA	
Gold	Zhongshan Public Security Bureau	 CHINA	
Gold	Zhongyuan Gold Smelter of Zhongjin Gold Corporation	 CHINA	
Gold	Zijin Mining Group Co., Ltd.	 CHINA	
Tantalum	Changsha Southern	 CHINA	
Tantalum	Conghua Tantalum and Niobium Smeltry	 CHINA	
Tantalum	Duoluoshan	 CHINA	
Tantalum	Exotech Inc.	 UNITED STATES	
Tantalum	F&X	 BRAZIL	
Tantalum	F&X	 CHINA	
Tantalum	Gannon & Scott	 UNITED STATES	
Tantalum	Global Advanced Metals	 ETHIOPIA	
Tantalum	Global Advanced Metals	 UNITED STATES	
Tantalum	H.C. Starck GmbH	 GERMANY	
Tantalum	H.C. Strack Ltd.	 JAPAN	
Tantalum	Hi-Temp	 UNITED STATES	

3

Attachment A

	
			
Metal	Listing of Identified Smelters and Refiners	Country of Origin	
Tantalum	Jiujiang Jinxin Nonferous Metals Co., Ltd.	 CHINA	
Tantalum	JiuJiang JinXin Nonferrous Metals Co., Ltd.	 CHINA	
Tantalum	Kemet Blue Metals	 MEXICO	
Tantalum	Kemet Blue Powder	 UNITED STATES	
Tantalum	Mitsui Mining & Smelting	 JAPAN	
Tantalum	Mitsui Mining and Smelting Co., Ltd.	 JAPAN	
Tantalum	Ningxia Orient Tantalum Industry Co., Ltd.	 CHINA	
Tantalum	Plansee	 AUSTRIA	
Tantalum	RFH	 CHINA	
Tantalum	Solikamsk	 RUSSIAN FEDERATION	
Tantalum	Solikamsk Metal Works	 RUSSIAN FEDERATION	
Tantalum	Telex	 UNITED STATES	
Tantalum	Ulba	 KAZAKHSTAN	
Tantalum	Xiamen Tungsten Co., Ltd.	 CHINA	
Tantalum	Zhuzhou Cement Carbide	 CHINA	
Tin	5N PLUS	 GERMANY	
Tin	AIM	 CANADA	
Tin	Amalgamated Metals Corporation	 UNITED KINGDOM	
Tin	American Iron and Metal	 CANADA	
Tin	An Xin Xuan Xin Yue You Se Jin Shu Co., Ltd.	 CHINA	
Tin	Aoki Lab Ltd.	 CHINA	
Tin	ATI Metalworking Products	 UNITED STATES	
Tin	Balver Zinn Josef Jost GmbH & Co.KG	 GERMANY	
Tin	Bangka	 INDONESIA	
Tin	Best Metals	 BRAZIL	
Tin	Butterworth Smelter	 MALAYSIA	
Tin	CFC Cooperativa dos Fundidores de Cassiterita da Amazônia Ltda.	 BRAZIL	
Tin	China Tin Smelter Co., Ltd.	 CHINA	
Tin	CNMC (Guangxi) PGMA Co., Ltd.	 CHINA	
Tin	Cookson	 UNITED STATES	
Tin	Cookson Alpha Metals(Shenzhen)Co., Ltd.	 CHINA	
Tin	Cooper Santa	 BRAZIL	
Tin	Coopermetal - Cooperativa Metalúrgica de Rondônia Ltda.	 BRAZIL	
Tin	CooperSanta	 BRAZIL	
Tin	CV DS Jaya Abadi	 INDONESIA	
Tin	CV Duta Putra Bangka	 INDONESIA	
Tin	CV JusTindo	 INDONESIA	
Tin	CV Makmur Jaya	 INDONESIA	
Tin	CV Nurjanah	 INDONESIA	
Tin	CV Prima Timah Utama	 INDONESIA	
Tin	CV Serumpun Sebalai	 INDONESIA	
Tin	CV United Smelting	 INDONESIA	
Tin	Daewoo International	 KOREA, REPUBLIC OF	
Tin	Dongguan Pengchen Ltd. Co.	 CHINA	
Tin	EM Vinto	 BOLIVIA	

4

Attachment A

	
			
Metal	Listing of Identified Smelters and Refiners	Country of Origin	
Tin	Empresa Metalurgica Vinto	 BOLIVIA	
Tin	Feinhuette	 GERMANY	
Tin	Feinhütte Halsbrücke GmbH	 GERMANY	
Tin	Fenix Metals	 POLAND	
Tin	FSE Novosibirsk Refinery	 RUSSIAN FEDERATION	
Tin	Funsur	 PERU	
Tin	Geiju Non-Ferrous Metal Processing Co., Ltd.	 CHINA	
Tin	Gejiu Zi-Li	 CHINA	
Tin	Gold Bell Group	 CHINA	
Tin	Heraeus Materials Technology GmbH&Co. KG	 GERMANY	
Tin	Heraeus Precious Metals GmbH & Co. KG	 GERMANY	
Tin	Huaxi Guangxi Group	 CHINA	
Tin	Huichang Jin Shun Tin Industry Co., Ltd.	 CHINA	
Tin	Huichang Jinshunda Tin Co., Ltd.	 CHINA	
Tin	Huichang Shun Tin, Kam Industries, Ltd.	 CHINA	
Tin	IBF IND Brasileira De Ferroligas Ltda.	 BRAZIL	
Tin	Indonesian State Tin Corp	 INDONESIA	
Tin	Indonesian State Tin Corporation	 INDONESIA	
Tin	Indonesian Tin Ingot	 INDONESIA	
Tin	Jean Goldschmidt International	 BELGIUM	
Tin	Jiangxi Nanshan	 CHINA	
Tin	Kihong T & G	 INDONESIA	
Tin	Koki Japan	 JAPAN	
Tin	Kovohute Pribram Nastupnicha, A.S.	 CZECH REPUBLIC	
Tin	Kundur Smelter	 INDONESIA	
Tin	Kupol	 RUSSIAN FEDERATION	
Tin	LingbaoJinyuan tonghui	 CHINA	
Tin	Linwu Xianggui Smelter Co.	 CHINA	
Tin	Liuzhou China Tin	 CHINA	
Tin	Malaysia Smelting Corporation (MSC)	 MALAYSIA	
Tin	MCP Metal Specialist Inc.	 UNITED KINGDOM	
Tin	Metallic Resources Inc.	 UNITED STATES	
Tin	Metallo Chimique	 BELGIUM	
Tin	Mineração Taboca S.A.	 BRAZIL	
Tin	Ming Li Jia smelt Metal Factory	 CHINA	
Tin	Minmetals Ganzhou Tin Co. Ltd.	 CHINA	
Tin	Minsur	 PERU	
Tin	Mitsubishi Materials Corporation	 JAPAN	
Tin	Nankang Nanshan Tin Manufactory, Ltd.	 CHINA	
Tin	Nathan Trotter & Co., Inc.	 UNITED STATES	
Tin	Nghe Tin Non-Ferrous Metal	 VIETNAM	
Tin	Nihon Kagaku Sangyo Co., Ltd.	 JAPAN	
Tin	Nihon Superior Co., Ltd.	 JAPAN	
Tin	Nippon Filler Metals Ltd.	 JAPAN	
Tin	Novosibirsk Integrated Tin Works	 RUSSIAN FEDERATION	

5

Attachment A

	
			
Metal	Listing of Identified Smelters and Refiners	Country of Origin	
Tin	OMSA	 BOLIVIA	
Tin	Poongsan Corporation	 KOREA, REPUBLIC OF	
Tin	PT Alam Lestari Kencana	 INDONESIA	
Tin	PT Artha Cipta Langgeng	 INDONESIA	
Tin	PT Babel Inti Perkasa	 INDONESIA	
Tin	PT Babel Surya Alam Lestari	 INDONESIA	
Tin	PT Bangka Kudai Tin	 INDONESIA	
Tin	PT Bangka Putra Karya	 INDONESIA	
Tin	PT Bangka Timah Utama Sejahtera	 INDONESIA	
Tin	PT Bangka Timah Utama Sejahtera	 SWITZERLAND	
Tin	PT Belitung Industri Sejahtera	 INDONESIA	
Tin	PT BilliTin Makmur Lestari	 INDONESIA	
Tin	PT Bukit Timah	 INDONESIA	
Tin	PT DS Jaya Abadi	 INDONESIA	
Tin	PT Eunindo Usaha Mandiri	 INDONESIA	
Tin	PT Fang Di MulTindo	 INDONESIA	
Tin	PT HP Metals Indonesia	 INDONESIA	
Tin	PT Indra Eramulti Logam Industri	 INDONESIA	
Tin	PT Koba Tin	 INDONESIA	
Tin	PT Mitra Stania Prima	 INDONESIA	
Tin	PT Refined Banka Tin	 INDONESIA	
Tin	PT Sariwiguna Binasentosa	 INDONESIA	
Tin	PT Stanindo Inti Perkasa	 INDONESIA	
Tin	PT Sumber Jaya Indah	 INDONESIA	
Tin	PT Tambang Timah	 INDONESIA	
Tin	PT Timah	 INDONESIA	
Tin	PT Timah Nusantara	 INDONESIA	
Tin	PT Tinindo Inter Nusa	 INDONESIA	
Tin	PT Yinchendo Mining Industry	 INDONESIA	
Tin	Pure Technology	 RUSSIAN FEDERATION	
Tin	Rohm & Hass	 CHINA	
Tin	Rui Da Hung	 TAIWAN	
Tin	SA Minsur	 PERU	
Tin	Samhwa Non-Ferrous Metal. Inc Co., Ltd.	 KOREA, REPUBLIC OF	
Tin	Shan Tou Shi Yong Yuan Jin shu Zai Sheng Co., Ltd.	 CHINA	
Tin	ShangHai YueQiang Metal Products Co.	 CHINA	
Tin	ShangHai YueQiang Metal Products Co., Ltd.	 CHINA	
Tin	Singapore LME Tin	 SINGAPORE	
Tin	Smelting Branch of YunNan Tin Company Limited	 CHINA	
Tin	Soft Metals Ltda.	 BRAZIL	
Tin	Solder Coat Co., Ltd.	 JAPAN	
Tin	Standard Sp z o.o.	 POLAND	
Tin	Taicang City Nancang Metal Meterial Co., Ltd.	 CHINA	
Tin	Tanaka Kikinzoku kogyo K.K.	 JAPAN	
Tin	Thaisarco	 THAILAND	

6

Attachment A

	
			
Metal	Listing of Identified Smelters and Refiners	Country of Origin	
Tin	Tianshui Longbo Business & Trade Co., Ltd.	 CHINA	
Tin	Tong Ding Metal Company Ltd.	 CHINA	
Tin	Traxys	 FRANCE	
Tin	United Smelter	 INDONESIA	
Tin	Unvertical International(Suzhou)Co., Ltd.	 CHINA	
Tin	WC Heraeus Hanau	 GERMANY	
Tin	Westfalenzinn	 GERMANY	
Tin	White Solder Metalurgia	 BRAZIL	
Tin	Wilhelm Westmetall	 GERMANY	
Tin	Wind Yunnan Nonferrous Metals Co., Ltd.	 CHINA	
Tin	Wu Xi Shi Yi Zheng Ji Xie She Bei	 CHINA	
Tin	XiHai	 CHINA	
Tin	Yifeng Tin Industry (Chenzhou) Co., Ltd.	 CHINA	
Tin	YTMM	 CHINA	
Tin	YunNan	CHINA	
Tin	Yunnan Chengfeng	 CHINA	
Tin	Yunnan Chengfeng Non-Ferrous Metals Co., Ltd.	 CHINA	
Tin	Yunnan Chengo Electric Smelting Plant	 CHINA	
Tin	Yunnan Tin Company Limited	 CHINA	
Tin	YunXi	 CHINA	
Tin	Zhuhai Horyison Solder Co., Ltd.	 CHINA	
Tin	Zhuhai Quanjia	 CHINA	
Tungsten	A.L.M.T.	 CHINA	
Tungsten	A.L.M.T. Corp.	 JAPAN	
Tungsten	Alta Group	 UNITED STATES	
Tungsten	Altlantic Metals	 UNITED STATES	
Tungsten	ATI Tungsten Materials	 UNITED STATES	
Tungsten	Beijing Zenith Materials	 CHINA	
Tungsten	ChangChun up-optech	 CHINA	
Tungsten	Chaozhou Xianglu Tungsten Industry Co., Ltd.	 CHINA	
Tungsten	China Minmetals Corp.	 CHINA	
Tungsten	China Minmetals Nonferrous Metals Co., Ltd.	 CHINA	
Tungsten	China National Non-Ferrous	 CHINA	
Tungsten	Chongyi Zhangyuan Tungsten Co., Ltd.	 CHINA	
Tungsten	CWB Materials	 UNITED STATES	
Tungsten	Dayu Weiliang Tungsten Co., Ltd.	 CHINA	
Tungsten	Exotech Inc.	 UNITED STATES	
Tungsten	Fujian Jinxin Tungsten Co., Ltd.	 CHINA	
Tungsten	Ganzhou Grand Sea W & Mo Group Co., Ltd.	 CHINA	
Tungsten	Ganzhou Huaxing Tungsten	 CHINA	
Tungsten	Ganzhou Seadragon W&Mo Co., Ltd.	 CHINA	
Tungsten	Global Advanced Metals	 UNITED STATES	
Tungsten	Global Tungsten & Powders Corp.	 UNITED STATES	
Tungsten	Golden Egret	 CHINA	
Tungsten	H.C. Starck GmbH	 GERMANY	

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Attachment A

	
			
Metal	Listing of Identified Smelters and Refiners	Country of Origin	
Tungsten	Hitachi	 JAPAN	
Tungsten	Hitachi Metals, Ltd.,Yasugi Works	 JAPAN	
Tungsten	Hunan Chenzhou Mining Group Co.	 CHINA	
Tungsten	Hunan Chun-Chang Nonferrous Smelting & Concentrating Co., Ltd.	 CHINA	
Tungsten	IES Technical Sales	 UNITED STATES	
Tungsten	Jada Electronic limited (JX Nippon Mining & Matel Co., Ltd.)	 CHINA	
Tungsten	Japan New Metals Co., Ltd.	 JAPAN	
Tungsten	Jean Goldschmidt International	 BELGIUM	
Tungsten	Jiangxi Rare Earth & Rare Metals Tungsten Group Corp.	 CHINA	
Tungsten	Jiangxi Tungsten Industry Co., Ltd.	 CHINA	
Tungsten	Jiangxi Tungsten Industry Group Co., Ltd.	 CHINA	
Tungsten	Jiangxi Tungsten Industry Group Co., Ltd.	 JAPAN	
Tungsten	JX Nippon Mining & Metals Co., Ltd.	 JAPAN	
Tungsten	Kanto Denka Kogyo Co., Ltd.	 CHINA	
Tungsten	Kennametal Inc.	 UNITED STATES	
Tungsten	Kyoritsu Gokin Co., Ltd.	 JAPAN	
Tungsten	Materion	 UNITED STATES	
Tungsten	Metallo Chimique	 BELGIUM	
Tungsten	Midwest Tungsten Wire Co.	 UNITED STATES	
Tungsten	Nanchang Cemented Carbide Limited Liability Company	 CHINA	
Tungsten	Nathan Trotter & Co., Inc.	 UNITED STATES	
Tungsten	NingHua XingLuoKeng TungSten Mining CO., LID	 CHINA	
Tungsten	North American Tungsten Corporation Ltd.	 CANADA	
Tungsten	Plansee	 AUSTRIA	
Tungsten	Sincemat Co., Ltd.	 CHINA	
Tungsten	Solar Applied Materials Technology Corp.	 TAIWAN	
Tungsten	Sumitomo	 CANADA	
Tungsten	Sumitomo Electric, USA (A.L.M.T.)	 UNITED STATES	
Tungsten	Sumitomo Metal Mining Co., Ltd.	 JAPAN	
Tungsten	Sylham	 UNITED STATES	
Tungsten	Tejing (Vietnam) Tungsten Co., Ltd.	 VIETNAM	
Tungsten	Tosoh	 JAPAN	
Tungsten	Triumph Northwest	 UNITED STATES	
Tungsten	Ulba	 KAZAKHSTAN	
Tungsten	Williams/ Williams Brewster	 UNITED STATES	
Tungsten	Wolfram Bergbau und Hütten AG	 AUSTRIA	
Tungsten	Wolfram Company CJSC	 RUSSIAN FEDERATION	
Tungsten	Wort Wayne Wire Die	 UNITED STATES	
Tungsten	Xiamen Tungsten H.C. Co., Ltd.	 CHINA	
Tungsten	Xiamen Honglu Tungsten Molybdenum Industry Co., Ltd.	 CHINA	
Tungsten	Xiamen Tungsten Co., Ltd.	 CHINA	
Tungsten	Zhuzhou Cement Carbide	 CHINA	
Tungsten	Zhuzhou Cemented Carbide Group Co., Ltd.	 CHINA	

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